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Separation of Powers:
Federal and State
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The Federative Principle was the
mechanism introduced by the Founders that made possible a republic spread over a vast
continent. In addition, by dividing governmental power into co-equal, independent
responsibilities, each branch of government might serve as a check on the other and thus
prevent either one from undermining the safety of the public liberty.
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"Our country is too large to
have all its affairs directed by a single government. Public servants at such a distance,
and from under the eye of their constituents, must, from the circumstance of distance, be
unable to administer and overlook all the details necessary for the good government of the
citizens; and the same circumstance, by rendering detection impossible to their
constituents, will invite public agents to corruption, plunder and waste." --Thomas
Jefferson to Gideon Granger, 1800. ME 10:167
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"While smaller governments
are better adapted to the ordinary objects of society, larger confederations more
effectually secure independence and the preservation of republican government."
--Thomas Jefferson to the Rhode Island Assembly, 1801. ME 10:262
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"The extent of our country
was so great, and its former division into distinct States so established, that we thought
it better to confederate as to foreign affairs only. Every State retained its
self-government in domestic matters, as better qualified to direct them to the good and
satisfaction of their citizens, than a general government so distant from its remoter
citizens and so little familiar with the local peculiarities of the different parts."
--Thomas Jefferson to A. Coray, 1823. ME 15:483
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"I believe the States can
best govern our home concerns, and the General Government our foreign ones." --Thomas
Jefferson to William Johnson, 1823. ME 15:450
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"My general plan would be,
to make the States one as to everything connected with foreign nations, and several as to
everything purely domestic." --Thomas Jefferson to Edward Carrington, 1787. ME 6:227
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"Distinct States,
amalgamated into one as to their foreign concerns, but single and independent as to their
internal administration, regularly organized with a legislature and governor resting on
the choice of the people and enlightened by a free press, can never be so fascinated by
the arts of one man as to submit voluntarily to his usurpation. Nor can they be
constrained to it by any force he can possess. While that may paralyze the single State in
which it happens to be encamped, [the] others, spread over a country of two thousand miles
diameter, rise up on every side, ready organized for deliberation by a constitutional
legislature and for action by their governor, constitutionally the commander of the
militia of the State, that is to say, of every man in it able to bear arms." --Thomas
Jefferson to A. L. C. Destutt de Tracy, 1811. ME 13:19
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"It is hoped that by a due
poise and partition of powers between the General and particular governments, we have
found the secret of extending the benign blessings of republicanism over still greater
tracts of country than we possess, and that a subdivision may be avoided for ages, if not
forever." --Thomas Jefferson to James Sullivan, 1791. FE 5:369
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The Basis of Separation of Powers |
"Our citizens have wisely
formed themselves into one nation as to others and several States as among themselves. To
the united nation belong our external and mutual relations; to each State, severally, the
care of our persons, our property, our reputation and religious freedom." --Thomas
Jefferson: To Rhode Island Assembly, 1801. ME 10:262
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"The States in North America
which confederated to establish their independence of the government of Great Britain, of
which Virginia was one, became on that acquisition, free and independent States, and as
such, authorized to constitute governments, each for itself, in such form as it thought
best. They entered into a compact (which is called the Constitution of the United States
of America), by which they agreed to unite in a single government as to their relations
with each other and with foreign nations, and as to certain other articles particularly
specified. They retained at the same time each to itself, the other rights of independent
government, comprehending mainly their domestic interests." --Thomas Jefferson:
Declaration and Protest of Virginia, 1825. ME 17:442
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"The radical idea of the
character of the constitution of our government, which I have adopted as a key in cases of
doubtful construction, is, that the whole field of government is divided into two
departments, domestic and foreign (the States in their mutual relations being of the
latter); that the former department is reserved exclusively to the respective States
within their own limits, and the latter assigned to a separate set of functionaries,
constituting what may be called the foreign branch, which, instead of a federal basis, is
established as a distinct government quoad hoc [to this extent], acting as the
domestic branch does on the citizens directly and coercively; that these departments have
distinct directories, co-ordinate, and equally independent and supreme, each within its
own sphere of action." --Thomas Jefferson to Edward Livingston, 1824. ME 16:23
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"Nor is it admitted... that
the people of these States, by not investing their federal branch with all the means of
bettering their condition, have denied to themselves any which may effect that purpose;
since, in the distribution of these means, they have given to that branch those which
belong to its department, and to the States have reserved separately the residue which
belong to them separately. And thus by the organization of the two branches taken
together, have completely secured the first object of human association, the full
improvement of their condition, and reserved to themselves all the faculties of
multiplying their own blessings." --Thomas Jefferson: Declaration and Protest of
Virginia, 1825. ME 17:444
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"To the State governments
are reserved all legislation and administration in affairs which concern their own
citizens only, and to the federal government is given whatever concerns foreigners or the
citizens of other States; these functions alone being made federal. The one is the
domestic, the other the foreign branch of the same government; neither having control over
the other, but within its own department. There are one or two exceptions only to this
partition of power." --Thomas Jefferson to John Cartwright, 1824. ME 16:47
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"I consider the foundation
of the Constitution as laid on this ground: That "all powers not delegated to the
United States by the Constitution, nor prohibited by it to the States, are reserved to the
States or to the people." [X Amendment] To take a single step beyond the boundaries
thus specifically drawn around the powers of Congress, is to take possession of a
boundless field of power, no longer susceptible of any definition." --Thomas
Jefferson: National Bank Opinion, 1791. ME 3:146
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"The States supposed that by
their tenth amendment, they had secured themselves against constructive powers."
--Thomas Jefferson to William Johnson, 1823. ME 15:450
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"The true theory of our
Constitution is surely the wisest and best, that the States are independent as to
everything within themselves, and united as to everything respecting foreign
nations." --Thomas Jefferson to Gideon Granger, 1800. ME 10:168
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"The best general key for
the solution of questions of power between our governments is the fact that 'every foreign
and federal power is given to the Federal Government, and to the States every power purely
domestic.' I recollect but one instance of control vested in the Federal over the State
authorities in a matter purely domestic, which is that of metallic tenders. The Federal
is, in truth, our foreign government, which department alone is taken from the sovereignty
of the separate States." --Thomas Jefferson to Robert J. Garnett, 1824. ME 16:15
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"To draw around the whole
nation the strength of the General Government as a barrier against foreign foes; to watch
the border of every State that no external hand may intrude or disturb the exercise of
self-government reserved to itself; to equalize and moderate the public contributions that
while the requisite services are invited by due remuneration, nothing beyond this may
exist to attract the attention of our citizens from the pursuits of useful industry, nor
unjustly to burden those who continue in those pursuits--these are the functions of the
General Government on which you have a right to call." --Thomas Jefferson to Amos
Marsh, 1801. ME 10:293
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"The preservation of the
general government in its whole constitutional vigor, as the sheet anchor of our peace at
home and safety abroad, I deem [one of] the essential principles of our government, and
consequently [one of] those which ought to shape its administration." --Thomas
Jefferson: 1st Inaugural Address, 1801. ME 3:321
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Maintaining Separate Responsibilities
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"It has been so often said,
as to be generally believed, that Congress have no power by the [Articles of]
Confederation to enforce anything; for example, contributions of money. It was not
necessary to give them that power expressly; they have it by the law of nature. When two
parties make a compact, there results to each a power of compelling the other to execute
it." --Thomas Jefferson to Edward Carrington, 1787. ME 6:227
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"I like much the general
idea of framing a government which should go on of itself, peaceably, without needing
continual recurrence to the State legislatures." --Thomas Jefferson to James Madison,
1787. ME 6:386
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"The States should be left
to do whatever acts they can do as well as the General Government." --Thomas
Jefferson to John Harvie, 1790. FE 5:214
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"It is of immense
consequence that the States retain as complete authority as possible over their own
citizens. The withdrawing themselves under the shelter of a foreign jurisdiction is so
subversive of order and so pregnant of abuse, that it may not be amiss to consider how far
a law of praemunire [a punishable offense against government] should be revised and
modified, against all citizens who attempt to carry their causes before any other than the
State courts, in cases where those other courts have no right to their cognizance."
--Thomas Jefferson to James Monroe, 1797. ME 9:424
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"[Regulating] the condition
of the descriptions of men composing a State... certainly is the exclusive right of every
State, which nothing in the Constitution has taken from them and given to the General
Government. Could Congress, for example, say that the non-freemen of Connecticut shall be
freemen, or that they shall not emigrate into any other State?" --Thomas Jefferson to
John Holmes, 1820. ME 15:250
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Relation of State to Federal |
"With respect to our State
and federal governments, I do not think their relations correctly understood by
foreigners. They generally suppose the former subordinate to the latter. But this is not
the case. They are co-ordinate departments of one simple and integral whole."
--Thomas Jefferson to John Cartwright, 1824. ME 16:47
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"The several States
composing the United States of America are not united on the principle of unlimited
submission to their General Government; but... by a compact under the style and title of a
Constitution for the United States, and of amendments thereto, they constituted a General
Government for special purposes,-- delegated to that government certain definite powers,
reserving, each State to itself, the residuary mass of right to their own
self-government." --Thomas Jefferson: Draft Kentucky Resolutions, 1798. ME 17:379
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"It is a fatal heresy to
suppose that either our State governments are superior to the Federal or the Federal to
the States. The people, to whom all authority belongs, have divided the powers of
government into two distinct departments, the leading characters of which are foreign
and domestic; and they have appointed for each a distinct set of functionaries.
These they have made coordinate, checking and balancing each other like the three cardinal
departments in the individual States; each equally supreme as to the powers delegated to
itself, and neither authorized ultimately to decide what belongs to itself or to its
coparcener in government. As independent, in fact, as different nations." --Thomas
Jefferson to Spencer Roane, 1821. ME 15:328
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"Comparing the two
governments together, it is observable that in all those cases where the independent or
reserved rights of the States are in question, the two executives, if they are to act
together, must be exactly co-ordinate; they are, in these cases, each the supreme head of
an independent government. In other cases, to wit, those transferred by the Constitution
to the General Government, the general executive is certainly preordinate; e. g. in
a question respecting the militia, and others easily to be recollected." --Thomas
Jefferson to James Monroe, 1801. ME 10:267
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"I do not think it for the
interest of the General Government itself, and still less of the Union at large, that the
State governments should be so little respected as they have been. However, I dare say
that in time all these as well as their central government, like the planets revolving
round their common sun, acting and acted upon according to their respective weights and
distances, will produce that beautiful equilibrium on which our Constitution is founded,
and which I believe it will exhibit to the world in a degree of perfection, unexampled but
in the planetary system itself. The enlightened statesman, therefore, will endeavor to
preserve the weight and influence of every part, as too much given any member of it would
destroy the general equilibrium." --Thomas Jefferson to Peregrine Fitzhugh, 1798. ME
10:3
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Separation is Essential for a Free Nation
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"The true barriers of our
liberty in this country are our State governments; and the wisest conservative power ever
contrived by man is that of which our Revolution and present government found us
possessed." --Thomas Jefferson to A. L. C. Destutt de Tracy, 1811. ME 13:19
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"To preserve the republican
forms and principles of our Constitution and cleave to the salutary distribution of powers
which that has established... are the two sheet anchors of our Union. If driven from
either, we shall be in danger of foundering." --Thomas Jefferson to William Johnson,
1823. ME 15:452
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"The spirit of concord
[amongst] sister States... alone carried us successfully through the revolutionary war,
and finally placed us under that national government, which constitutes the safety of
every part, by uniting for its protection the powers of the whole." --Thomas
Jefferson to William Eustis, 1809. ME 12:227
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"It is a singular phenomenon
that while our State governments are the very best in the world, without exception
or comparison, our General Government has, in the rapid course of nine or ten years,
become more arbitrary and has swallowed more of the public liberty than even that of
England." --Thomas Jefferson to John Taylor, 1798. ME 10:65
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"I have always thought that
where the line of demarcation between the powers of the General and the State governments
was doubtfully or indistinctly drawn it would be prudent and praiseworthy in both parties
never to approach it but under the most urgent necessity." --Thomas Jefferson to
Joseph C. Cabell, 1814. ME 14:83
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"In one sentiment of [Edward
Livingston's] speech I particularly concur. 'If we have a doubt relative to any power, we
ought not to exercise it.' When we consider the extensive and deep-seated opposition to [a
certain] assumption, the conviction entertained by so many, that this deduction of powers
by elaborate construction prostrates the rights reserved to the States, the difficulties
with which it will rub along in the course of its exercise; that changes of majorities
will be changing the system backwards and forwards, so that no undertaking under it will
be safe; that there is not a State in the Union which would not give the power willingly
by way of amendment with some little guard, perhaps, against abuse; I cannot but think it
would be the wisest course to ask an express grant of the power." --Thomas Jefferson
to Edward Livingston, 1824. (*) ME 16:24
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"A spirit of forbearance and
compromise, therefore, and not of encroachment and usurpation, is the healing balm of such
a Constitution [as ours]; and each party should prudently shrink from all approach to the
line of demarcation, instead of rashly overleaping it, or throwing grapples ahead to haul
to hereafter." --Thomas Jefferson to Spencer Roane, 1821. ME 15:328
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"The interests of the
States... ought to be made joint in every possible instance in order to cultivate the idea
of our being one nation, and to multiply the instances in which the people shall look up
to Congress as their head." --Thomas Jefferson to James Monroe, 1785. ME 5:14, Papers
8:229
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"By [the] operations [of
public improvement] new channels of communication will be opened between the States; the
lines of separation will disappear, their interests will be identified, and their union
cemented by new and indissoluble ties." --Thomas Jefferson: 6th Annual Message, 1806.
ME 3:423
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"Many are the exercises of
power reserved to the States wherein a uniformity of proceeding would be advantageous to
all. Such are quarantines, health laws, regulations of the press, banking institutions,
training militia, etc., etc." --Thomas Jefferson to James Sullivan, 1807. ME 11:237
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"The system of the General
Government is to seize all doubtful ground. We must join in the scramble, or get nothing.
Where first occupancy is to give right, he who lies still loses all." --Thomas
Jefferson to James Monroe, 1797. ME 9:423
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"Were it observed that
either party [i.e., State or General government] set up unjustifiable pretensions, perhaps
the other might be right in opposing them by a tenaciousness of his own rigorous
rights." --Thomas Jefferson to James Monroe, 1801. ME 10:267
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"If the two departments
[Federal and State] should claim each the same subject of power, where is the common
umpire to decide ultimately between them? In cases of little importance or urgency, the
prudence of both parties will keep them aloof from the questionable ground; but if it can
neither be avoided not compromised, a convention of the States must be called to ascribe
the doubtful power to that department which they may think best." --Thomas Jefferson
to John Cartwright, 1824. ME 16:47
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"Congress... has always
shown that it would wait, as it ought to do, to the last extremities, before it would
execute any of its powers which are disagreeable." --Thomas Jefferson to Edward
Carrington, 1787. ME 6:228
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"The peculiar happiness of
our blessed system is that in differences of opinion between these different sets of
servants, the appeal is to neither, but to their employers peaceably assembled by their
representatives in convention. This is more rational than the jus fortioris, or the
canon's mouth, the ultima et sola ratio regum." --Thomas Jefferson to Spencer
Roane, 1821. ME 15:328
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"The way to have good and
safe government is not to trust it all to one, but to divide it among the many,
distributing to every one exactly the function he is competent to. Let the National
Government be entrusted with the defence of the nation and its foreign and federal
relations; the State governments with the civil rights, laws, police and administration of
what concerns the State generally; the counties with the local concerns of the counties,
and each ward direct the interests within itself. It is by dividing and subdividing these
republics from the great national one down through all its subordinations, until it ends
in the administration of every man's farm by himself; by placing under every one what his
own eye may superintend, that all will be done for the best." --Thomas Jefferson to
Joseph C. Cabell, 1816. ME 14:421
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"It is not by the
consolidation or concentration of powers, but by their distribution that good government
is effected. Were not this great country already divided into States, that division must
be made that each might do for itself what concerns itself directly and what it can so
much better do than a distant authority. Every state again is divided into counties, each
to take care of what lies within its local bounds; each county again into townships or
wards, to manage minuter details; and every ward into farms, to be governed each by its
individual proprietor... It is by this partition of cares descending in gradation from
general to particular that the mass of human affairs may be best managed for the good and
prosperity of all." --Thomas Jefferson: Autobiography, 1821. ME 1:122
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"We should thus marshal our
government into, 1. the general federal republic, for all concerns foreign and federal; 2.
that of the State, for what relates to our own citizens exclusively; 3. the county
republics, for the duties and concerns of the county; and 4. the ward republics, for the
small and yet numerous and interesting concerns of the neighborhood; and in government, as
well as in every other business of life, it is by division and subdivision of duties
alone, that all matters, great and small, can be managed to perfection. And the whole is
cemented by giving to every citizen, personally, a part in the administration of the
public affairs." --Thomas Jefferson to Samuel Kercheval, 1816. ME 15:38
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"But how collect [the
people's] voice? This is the real difficulty. If invited by private authority, [to] county
or district meetings, these divisions are so large that few will attend; and their voice
will be imperfectly, or falsely, pronounced. Here, then, would be one of the advantages of
the ward divisions I have proposed. The mayor of every ward, on a question like the
present, would call his ward together, take the simple yea or nay of its members, convey
these to the country court, who would hand on those of all its wards to the proper general
authority; and the voice of the whole people would be thus fairly, fully, and peaceably
expressed, discussed, and decided by the common reason of the society." --Thomas
Jefferson to Samuel Kercheval, 1816. ME 15:43
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"These wards once
established, will be found convenient and salutary aids in the administration of
government, of which they will constitute the organic elements, and the first integral
members in the composition of the military." --Thomas Jefferson: Note to Elementary
School Act, 1817. ME 17:419
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"These wards, called
townships in New England, are the vital principle of their governments and have proved
themselves the wisest invention ever devised by the wit of man for the perfect exercise of
self-government and for its preservation." --Thomas Jefferson to Samuel Kercheval,
1816. ME 15:38
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"The elementary republics of
the wards, the county republics, the State republics, and the Republic of the Union, would
form a gradation of authorities, standing each on the basis of law, holding every one its
delegated share of powers and constituting truly a system of fundamental balances and
checks for the government. Where every man is a sharer in the direction of his
ward-republic, or of some of the higher ones, and feels that he is a participator in the
government of affairs, not merely at an election one day in the year, but every day; when
there shall not be a man in the State who will not be a member of some one of its
councils, great or small, he will let the heart be torn out of his body sooner than his
power be wrested from him by a Caesar or a Bonaparte." --Thomas Jefferson to Joseph
C. Cabell, 1816. ME 14:422
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"My proposition [to divide
every county into wards and to establish in each a free school] had for a further object,
to impart to these wards those portions of self-government for which they are best
qualified, by confiding to them the care of their poor, their roads, police, elections,
the nomination of jurors, administration of justice in small cases, elementary exercises
of militia; in short, to have made them little republics, with a warden at the head of
each, for all those concerns which, being under their eye, they would better manage than
the larger republics of the county or State. A general call of ward meetings by their
wardens on the same day through the State, would at any time produce the genuine sense of
the people on any required point, and would enable the State to act in mass."
--Thomas Jefferson to John Adams, 1813. ME 13:400
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"The article... nearest my
heart is the division of counties into wards. These will be pure and elementary republics,
the sum of which taken together composes the State, and will make of the whole a true
democracy as to the business of the wards, which is that of nearest and daily concern. The
affairs of the larger sections, of counties, of States, and of the Union, not admitting
personal transactions by the people, will be delegated to agents elected by themselves;
and representation will thus be substituted where personal action becomes impracticable.
Yet even over these representative organs, should they become corrupt and perverted, the
division into wards constituting the people, in their wards, a regularly organized power,
enables them by that organization to crush, regularly and peaceably, the usurpations of
their unfaithful agents, and rescues them from the dreadful necessity of doing it
insurrectionally. In this way we shall be as republican as a large society can be, and
secure the continuance of purity in our government by the salutary, peaceable, and regular
control of the people." --Thomas Jefferson to Samuel Kercheval, 1816. ME 15:70
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"Divide the counties into
wards of such size as that every citizen can attend, when called on, and act in person.
Ascribe to them the government of their wards in all things relating to themselves
exclusively. A justice chosen by themselves, in each a constable, a military company, a
patrol, a school, the care of their own poor, their own portion of the public roads, the
choice of one or more jurors to serve in some court, and the delivery within their own
wards of their own votes for all elective officers of higher sphere, will relieve the
county administration of nearly all its business, will have it better done, and by making
every citizen an acting member of the government, and in the offices nearest and most
interesting to him, will attach him by his strongest feelings to the independence of his
country and its republican Constitution." --Thomas Jefferson to Samuel Kercheval,
1816. ME 15:37
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"Each ward would thus be a
small republic within itself, and every man in the State would thus become an acting
member of the common government, transacting in person a great portion of its rights and
duties, subordinate indeed, yet important, and entirely within his competence. The wit of
man cannot devise a more solid basis for a free, durable and well-administered
republic." --Thomas Jefferson to John Cartwright, 1824. ME 16:46
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"These little republics
would be the main strength of the great one. We owe to them the vigor given to our
revolution in its commencement in the Eastern States." --Thomas Jefferson to John
Tyler, 1810. ME 12:394
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"If it is believed that...
elementary schools will be better managed by the governor and council, the commissioners
of the literary fund or any other general authority of the government than by the parents
within each ward, it is a belief against all experience. Try the principle one step
further, and... commit to the governor and council the management of all our farms, our
mills and merchants' stores. No, my friend, the way to have good and safe government is
not to trust it all to one, but to divide it among the many, distributing to every one
exactly the functions he is competent to." --Thomas Jefferson to Joseph C. Cabell,
1816. ME 14:420
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"I have long contemplated a
division of [our own state of Virginia] into hundreds or wards, as the most fundamental
measure securing good government, and for instilling the principles and exercise of
self-government into every fibre of every member of our commonwealth." --Thomas
Jefferson to Joseph C. Cabell, 1814. ME 14:70
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"There are two subjects,
indeed, which I shall claim a right to further as long as I breathe: the public education,
and the sub-division of counties into wards. I consider the continuance of republican
government as absolutely hanging on these two hooks." --Thomas Jefferson to Joseph C.
Cabell, 1814. ME 14:84
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"As Cato, then concluded
every speech with the words, 'Cathago delenda est,' so do I every opinion with the
injunction, 'divide the counties into wards.'" --Thomas Jefferson to Joseph C.
Cabell, 1816. ME 14:423
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